CASELLA WASTE SYSTEMS INC — Director's Dealing 2020

Mar 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2020-02-27

Reporting Person: Coletta Edmond (Senior Vice President & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-27	Class A Common Stock	A	80908	—	Acquired	244050	Direct
2020-02-28	Class A Common Stock	G	5000	—	Disposed	239050	Direct
2020-02-28	Class A Common Stock	S	12451	$49.186	Disposed	226599	Direct
2020-03-02	Class A Common Stock	S	17619	$48.994	Disposed	208980	Direct

Footnotes

F1: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on February 28, 2017, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the third year of the three-year performance period running from January 1, 2017 to December 31, 2019, multiplied by a relative total shareholder return multiplier for the period running from January 1, 2017 to December 31, 2019.

F2: Represents a gift of shares to the Ned and Elizabeth Coletta Fund, a Goldman Sachs Philanthropy Fund.

F3: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2017, in connection with the vesting of PSUs on February 27, 2020.

F4: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.47, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F5: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $49.25, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.