CASELLA WASTE SYSTEMS INC — Director's Dealing 2020

Mar 5, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2020-03-03

Reporting Person: Heald Christopher (VP & Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-03	Class A Common Stock	S	1900	$49.632	Disposed	72165	Direct
2020-03-03	Class A Common Stock	S	65	$48.826	Disposed	72100	Direct
2020-03-03	Class A Common Stock	S	712	$49.14	Disposed	71388	Direct
2020-03-03	Class A Common Stock	S	5000	$50	Disposed	66388	Direct
2020-03-04	Class A Common Stock	S	10418	$50.696	Disposed	55970	Direct
2020-03-04	Class A Common Stock	S	20000	$52.039	Disposed	35970	Direct

Footnotes

F1: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of performance-based stock units on February 27, 2020.

F2: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.05 to $49.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $48.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F4: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of restricted stock units on February 28, 2020.

F5: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.50, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F6: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $50.02 to $51.07, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F7: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $52.00 to $52.13, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.