CASELLA WASTE SYSTEMS INC — Director's Dealing 2020

Mar 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2020-03-12

Reporting Person: CASELLA DOUGLAS R (Director, Vice Chairman, Bd of Directors)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-12	Class A Common Stock	A	3799	—	Acquired	602111	Direct
2020-03-13	Class A Common Stock	S	1014	$42.7722	Disposed	601097	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common Stock	494100	Direct

Footnotes

F1: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2021.

F2: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2019, in connection with the vesting of RSUs on March 12, 2020.

F3: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $42.25 to $43.31. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.