CASELLA WASTE SYSTEMS INC — Director's Dealing 2019

Mar 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2019-03-12

Reporting Person: CASELLA DOUGLAS R (Director, Vice Chairman, Bd of Directors)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-12	Class A Common Stock	S	32796	$34.15	Disposed	676899	Direct
2019-03-12	Class A Common Stock	A	4784	—	Acquired	681683	Direct
2019-03-13	Class A Common Stock	S	531	$34.183	Disposed	681152	Direct
2019-03-14	Class A Common Stock	S	1165	$34.16	Disposed	679987	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common Stock	494100	Direct

Footnotes

F1: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.00 to $34.28. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F2: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020.

F3: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019.

F4: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.