AI assistant
CASELLA WASTE SYSTEMS INC — Director's Dealing 2019
May 7, 2019
30945_dirs_2019-05-07_f79d3736-9a9a-484d-b068-1a9c38b0bd77.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2019-05-03
Reporting Person: Coletta Edmond (Senior Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-03 | Class A Common Stock | M | 136053 | $7.17 | Acquired | 292035 | Direct |
| 2019-05-03 | Class A Common Stock | M | 9964 | $12.48 | Acquired | 302269 | Direct |
| 2019-05-03 | Class A Common Stock | S | 88370 | $37.2458 | Disposed | 213899 | Direct |
| 2019-05-06 | Class A Common Stock | S | 57647 | $37.3755 | Disposed | 156252 | Direct |
| 2019-05-07 | Class A Common Stock | M | 20000 | $4.72 | Acquired | 176252 | Direct |
| 2019-05-07 | Class A Common Stock | M | 13947 | $7.17 | Acquired | 190199 | Direct |
| 2019-05-07 | Class A Common Stock | M | 8012 | $12.48 | Acquired | 198211 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-03 | Employee Stock Option (right to buy) | $7.17 | M | 136053 | Acquired | 2025-12-01 | Class A Common Stock (136053) | Direct |
| 2019-05-03 | Employee Stock Option (right to buy) | $12.48 | M | 9964 | Acquired | 2026-11-17 | Class A Common Stock (9964) | Direct |
| 2019-05-07 | Employee Stock Option (right to buy) | $4.72 | M | 20000 | Acquired | 2020-03-04 | Class A Common Stock (20000) | Direct |
| 2019-05-07 | Employee Stock Option (right to buy) | $7.17 | M | 13947 | Acquired | 2025-12-01 | Class A Common Stock (13947) | Direct |
| 2019-05-07 | Employee Stock Option (right to buy) | $12.48 | M | 8012 | Acquired | 2026-11-17 | Class A Common Stock (8012) | Direct |
Footnotes
F1: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.00 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F2: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.10 to $37.60. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: The option vested on November 19, 2018.
F4: The option vested on February 20, 2019.
F5: The option vested in one third increments; one third on March 4, 2010, one third on March 4, 2011, and one third on March 4, 2012.