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CASELLA WASTE SYSTEMS INC Director's Dealing 2019

May 7, 2019

30945_dirs_2019-05-07_f79d3736-9a9a-484d-b068-1a9c38b0bd77.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2019-05-03

Reporting Person: Coletta Edmond (Senior Vice President & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-03 Class A Common Stock M 136053 $7.17 Acquired 292035 Direct
2019-05-03 Class A Common Stock M 9964 $12.48 Acquired 302269 Direct
2019-05-03 Class A Common Stock S 88370 $37.2458 Disposed 213899 Direct
2019-05-06 Class A Common Stock S 57647 $37.3755 Disposed 156252 Direct
2019-05-07 Class A Common Stock M 20000 $4.72 Acquired 176252 Direct
2019-05-07 Class A Common Stock M 13947 $7.17 Acquired 190199 Direct
2019-05-07 Class A Common Stock M 8012 $12.48 Acquired 198211 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-03 Employee Stock Option (right to buy) $7.17 M 136053 Acquired 2025-12-01 Class A Common Stock (136053) Direct
2019-05-03 Employee Stock Option (right to buy) $12.48 M 9964 Acquired 2026-11-17 Class A Common Stock (9964) Direct
2019-05-07 Employee Stock Option (right to buy) $4.72 M 20000 Acquired 2020-03-04 Class A Common Stock (20000) Direct
2019-05-07 Employee Stock Option (right to buy) $7.17 M 13947 Acquired 2025-12-01 Class A Common Stock (13947) Direct
2019-05-07 Employee Stock Option (right to buy) $12.48 M 8012 Acquired 2026-11-17 Class A Common Stock (8012) Direct

Footnotes

F1: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.00 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F2: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.10 to $37.60. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3: The option vested on November 19, 2018.

F4: The option vested on February 20, 2019.

F5: The option vested in one third increments; one third on March 4, 2010, one third on March 4, 2011, and one third on March 4, 2012.