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CASELLA WASTE SYSTEMS INC Director's Dealing 2019

May 7, 2019

30945_dirs_2019-05-07_0086679d-4315-450d-ae56-da8cc5f91661.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2019-05-03

Reporting Person: CASELLA JOHN W (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-03 Class A Common Stock M 16230 $5.54 Acquired 422204 Direct
2019-05-03 Class A Common Stock M 8012 $12.48 Acquired 430216 Direct
2019-05-03 Class A Common Stock S 45124 $37.312 Disposed 385092 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-03 Employee Stock Option (right to buy) $5.54 M 16230 Acquired 2023-12-13 Class A Common Stock (16230) Direct
2019-05-03 Employee Stock Option (right to buy) $12.48 M 8012 Acquired 2026-11-17 Class A Common Stock (8012) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common Stock 494100 Direct
Class A Common Stock 694 Indirect

Footnotes

F1: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

F2: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $36.95 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3: The option vested in one third increments; one third on December 13, 2014, one third on December 13, 2015 and one third on December 13, 2016.

F4: The option vested on February 20, 2019.