CASELLA WASTE SYSTEMS INC — Director's Dealing 2019

May 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2019-05-10

Reporting Person: Johnson Edwin D (President & COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-10	Class A Common Stock	M	41824	$4.00	Acquired	380668	Direct
2019-05-10	Class A Common Stock	S	41824	$38.18	Disposed	338844	Direct
2019-05-13	Class A Common Stock	M	5076	$4.00	Acquired	343926	Direct
2019-05-13	Class A Common Stock	S	5076	$37.8038	Disposed	338844	Direct
2019-05-14	Class A Common Stock	M	25566	$4.00	Acquired	364410	Direct
2019-05-14	Class A Common Stock	M	10034	$5.71	Acquired	374444	Direct
2019-05-14	Class A Common Stock	S	35600	$38.0167	Disposed	338844	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-05-10	Employee Stock Option (right to buy)	$4.00	M	41824	Acquired	2022-12-05	Class A Common Stock (41824)	Direct
2019-05-13	Employee Stock Option (right to buy)	$4.00	M	5076	Acquired	2022-12-05	Class A Common Stock (5076)	Direct
2019-05-14	Employee Stock Option (right to buy)	$4.00	M	25566	Acquired	2022-12-05	Class A Common Stock (25566)	Direct
2019-05-14	Employee Stock Option (right to buy)	$5.71	M	10034	Acquired	2023-12-11	Class A Common Stock (10034)	Direct

Footnotes

F1: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $38.15 to $38.455. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F2: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.80 to $37.825. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3: The option vested on December 5, 2015.

F4: The option vested on December 31, 2013.

F5: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $38.00 to $38.09. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.