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CASELLA WASTE SYSTEMS INC Director's Dealing 2019

Aug 9, 2019

30945_dirs_2019-08-09_93946cc5-ba3a-41fb-a026-f7f900250c77.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2019-08-06

Reporting Person: Heald Christopher (VP & Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-06 Class A Common Stock M 976 $12.48 Acquired 50361 Direct
2019-08-06 Class A Common Stock S 976 $44.581 Disposed 49385 Direct
2019-08-07 Class A Common Stock M 8012 $12.48 Acquired 57397 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-06 Employee Stock Option (right to buy) $12.48 M 976 Acquired 2026-11-17 Class A Common Stock (976) Direct
2019-08-07 Employee Stock Option (right to buy) $12.48 M 8012 Acquired 2026-11-17 Class A Common Stock (8012) Direct

Footnotes

F1: This amendment is being filed solely to correct the transaction code from "P" to "M" for the purchase of shares of Class A common stock in connection with the exercise of the option reported in the Form 4 filed by the Reporting Person on August 8, 2019.