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CASELLA WASTE SYSTEMS INC — Director's Dealing 2019
Aug 9, 2019
30945_dirs_2019-08-09_93946cc5-ba3a-41fb-a026-f7f900250c77.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2019-08-06
Reporting Person: Heald Christopher (VP & Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-06 | Class A Common Stock | M | 976 | $12.48 | Acquired | 50361 | Direct |
| 2019-08-06 | Class A Common Stock | S | 976 | $44.581 | Disposed | 49385 | Direct |
| 2019-08-07 | Class A Common Stock | M | 8012 | $12.48 | Acquired | 57397 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-06 | Employee Stock Option (right to buy) | $12.48 | M | 976 | Acquired | 2026-11-17 | Class A Common Stock (976) | Direct |
| 2019-08-07 | Employee Stock Option (right to buy) | $12.48 | M | 8012 | Acquired | 2026-11-17 | Class A Common Stock (8012) | Direct |
Footnotes
F1: This amendment is being filed solely to correct the transaction code from "P" to "M" for the purchase of shares of Class A common stock in connection with the exercise of the option reported in the Form 4 filed by the Reporting Person on August 8, 2019.
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