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CASELLA WASTE SYSTEMS INC — Director's Dealing 2018
Mar 1, 2018
30945_dirs_2018-03-01_26fcaa66-d337-4860-8f98-2e4199b61f94.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2018-02-27
Reporting Person: CASELLA DOUGLAS R (Director, Vice Chairman, Bd of Directors)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-27 | Class A Common Stock | S | 5206 | $26.7932 | Disposed | 734407 | Direct |
| 2018-03-01 | Class A Common Stock | S | 1772 | $25.454 | Disposed | 732635 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 494100 | Direct |
Footnotes
F1: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 26, 2018.
F2: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $26.41 to $26.91. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2018.
F4: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $25.38 to $25.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.