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CASELLA WASTE SYSTEMS INC Director's Dealing 2017

Mar 2, 2017

30945_dirs_2017-03-02_10fd3311-7f82-4173-a6c6-a77b7281ddd8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2017-02-28

Reporting Person: CASELLA JOHN W (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-28 Class A Common Stock A 25685 Acquired 537176 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common Stock 494100 Direct
Class A Common Stock 694 Indirect

Footnotes

F1: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

F2: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on February 28, 2018.