CASELLA WASTE SYSTEMS INC — Director's Dealing 2017

Mar 13, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2017-03-10

Reporting Person: CASELLA JOHN W (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-10	Class A Common Stock	M	14000	$11.01	Acquired	529729	Direct
2017-03-10	Class A Common Stock	S	14000	$12.5818	Disposed	515729	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-03-10	Employee Stock Option (right to buy)	$11.01	M	14000	Acquired	2017-07-23	Class A Common Stock (14000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common Stock	494100	Direct
Class A Common Stock	694	Indirect

Footnotes

F1: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

F2: Represents the weighted average sales price for shares sold in multiple transactions at prices ranging from $12.465 to $12.66, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a securities holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3: The option vested in three equal installments on July 23, 2008, 2009, and 2010.