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CASELLA WASTE SYSTEMS INC — Director's Dealing 2017
Mar 16, 2017
30945_dirs_2017-03-16_027c8ee9-5bc0-4e1e-a645-899106dd0587.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2017-03-14
Reporting Person: CASELLA DOUGLAS R (Director, Vice Chairman, Bd of Directors)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-14 | Class A Common Stock | M | 14000 | $11.01 | Acquired | 755779 | Direct |
| 2017-03-14 | Class A Common Stock | S | 100 | $12.50 | Disposed | 755679 | Direct |
| 2017-03-15 | Class A Common Stock | S | 13900 | $12.52 | Disposed | 741779 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-14 | Employee Stock Option (right to buy) | $11.01 | M | 14000 | Acquired | 2017-07-23 | Class A Common Stock (14000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 494100 | Direct |
Footnotes
F1: Represents the weighted average sales price for shares sold in multiple transactions at prices ranging from $12.44 to $12.60, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a securities holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F2: The option vested in three equal installments on July 23, 2008, 2009, and 2010.
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