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CASELLA WASTE SYSTEMS INC Director's Dealing 2017

Nov 28, 2017

30945_dirs_2017-11-28_84f02f46-48f3-42a8-b13d-167cf4454866.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2017-11-24

Reporting Person: Coletta Edmond (Senior Vice President & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-24 Class A Common Stock M 13000 $13.78 Acquired 170589 Direct
2017-11-24 Class A Common Stock S 9121 $19.6069 Disposed 161648 Direct
2017-11-27 Class A Common Stock S 3879 $19.60 Disposed 157589 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-24 Employee Stock Option (right to buy) $13.78 M 13000 Disposed 2017-12-13 Class A Common Stock (13000) Direct

Footnotes

F1: The option vested in three equal installments on December 13, 2008, 2009, and 2010, and was set to expire on December 13, 2017.

F2: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $19.60 to $19.71, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.