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CASELLA WASTE SYSTEMS INC — Director's Dealing 2017
Nov 28, 2017
30945_dirs_2017-11-28_84f02f46-48f3-42a8-b13d-167cf4454866.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2017-11-24
Reporting Person: Coletta Edmond (Senior Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-24 | Class A Common Stock | M | 13000 | $13.78 | Acquired | 170589 | Direct |
| 2017-11-24 | Class A Common Stock | S | 9121 | $19.6069 | Disposed | 161648 | Direct |
| 2017-11-27 | Class A Common Stock | S | 3879 | $19.60 | Disposed | 157589 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-24 | Employee Stock Option (right to buy) | $13.78 | M | 13000 | Disposed | 2017-12-13 | Class A Common Stock (13000) | Direct |
Footnotes
F1: The option vested in three equal installments on December 13, 2008, 2009, and 2010, and was set to expire on December 13, 2017.
F2: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $19.60 to $19.71, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
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