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CASELLA WASTE SYSTEMS INC — Director's Dealing 2017
Nov 9, 2017
30945_dirs_2017-11-09_e625c2da-6397-4d70-aef2-839f42d5c774.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2017-11-07
Reporting Person: CASELLA JOHN W (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-07 | Class A Common Stock | S | 35800 | $19.3451 | Disposed | 472112 | Direct |
| 2017-11-08 | Class A Common Stock | S | 26633 | $19.2662 | Disposed | 445479 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 494100 | Direct |
| Class A Common Stock | 694 | Indirect |
Footnotes
F1: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
F2: These shares of Class A Common Stock were sold for tax planning purposes.
F3: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $19.04 to $19.62, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $19.11 to $19.42, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.