CASELLA WASTE SYSTEMS INC — Director's Dealing 2017

Dec 14, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2017-12-12

Reporting Person: Johnson Edwin D (President & COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-12	Class A Common Stock	M	200000	$3.81	Acquired	469500	Direct
2017-12-12	Class A Common Stock	F	36564	$20.84	Disposed	432936	Direct
2017-12-12	Class A Common Stock	M	50000	$4.00	Acquired	482936	Direct
2017-12-12	Class A Common Stock	F	9597	$20.84	Disposed	473339	Direct
2017-12-13	Class A Common Stock	S	23345	$21.0282	Disposed	449994	Direct
2017-12-14	Class A Common Stock	S	75746	$21.0016	Disposed	374248	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-12	Employee Stock Option (right to buy)	$3.81	M	200000	Disposed	2020-07-06	Class A Common Stock (200000)	Direct
2017-12-12	Employee Stock Option (right to buy)	$4	M	50000	Disposed	2022-12-05	Class A Common Stock (50000)	Direct

Footnotes

F1: This option vested in three equal installments on July 6, 2011, July 6, 2012 and July 6, 2013.

F2: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $21.00 to $21.12, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F3: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $21.00 to $21.07, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.