CASELLA WASTE SYSTEMS INC — Director's Dealing 2016

Mar 3, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2016-03-01

Reporting Person: CASELLA JOHN W (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-03-01	Class A Common Stock	A	47468	—	Acquired	533994	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common Stock	494100	Direct
Class A Common Stock	694	Indirect

Footnotes

F1: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities. In addition, previously reported indirect ownership of 91,246 shares of Class A Common Stock held in trust for the benefit of Mr. Casella's children are no longer being reported as it has been determined that Mr. Casella did not beneficially own such shares after such shares were gifted by Mr. Casella to his children's trusts.

F2: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2006 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 1, 2017.