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CASELLA WASTE SYSTEMS INC Director's Dealing 2013

Dec 17, 2013

30945_dirs_2013-12-17_9834bb8a-52d2-4009-b59a-5adcedb58ed0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2013-12-13

Reporting Person: CASELLA JOHN W (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-13 Class A Common Stock S 17400 $5.5828 Disposed 286472 Direct
2013-12-16 Class A Common Stock S 3112 $5.5352 Disposed 283360 Direct
2013-12-16 Class A Common Stock S 29532 $5.5316 Disposed 253828 Direct
2013-12-17 Class A Common Stock S 2968 $5.4891 Disposed 250860 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-13 Incentive Stock Option (Right to Buy) $5.54 A 54874 Acquired 2023-12-12 Class A Common Stock (54874) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common Stock 494100 Direct
Class A Common Stock 91246 Indirect
Class A Common Stock 694 Indirect

Footnotes

F1: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

F2: Held in trust for the benefit of Mr. Casella's children. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

F3: This Class A Common Stock was sold by Mr. Casella for education loan repayment and tax management purposes.