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CASELLA WASTE SYSTEMS INC — Director's Dealing 2012
Jun 18, 2012
30945_dirs_2012-06-18_21faf1d9-a806-43af-a428-53ce4381a637.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2012-06-14
Reporting Person: LARKIN PAUL (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-14 | Class A Common Stock | M | 7349 | — | Acquired | 89407 | Direct |
| 2012-06-16 | Class A Common Stock | M | 12873 | — | Acquired | 102280 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-14 | Restricted Stock Unit | $ | M | 7349 | Acquired | Class A Common Stock (7349) | Direct | |
| 2012-06-16 | Restricted Stock Unit | $ | M | 12873 | Acquired | Class A Common Stock (12873) | Direct |
Footnotes
F1: Represents the award of Restricted Stock Units ("RSUs") under the Casella Waste Systems, Inc. ("Casella") 2006 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock.
F2: These RSUs vest in three equal annual installments beginning on June 14, 2012, and are being reported upon the vesting pursuant to Section 16(a) of the Securities Exchange Act of 1934 and applicable regulations thereunder.
F3: Reflects the settlement of vested RSUs for shares of Class A Common Stock.
F4: These RSUs vest in three equal annual installments beginning on June 16, 2011, and are being reported upon the vesting pursuant to Section 16(a) of the Securities Exchange Act of 1934 and applicable regulations thereunder.