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CASELLA WASTE SYSTEMS INC — Director's Dealing 2010
Jun 21, 2010
30945_dirs_2010-06-21_bd2161ab-bca5-49e6-831a-6b8dd1b5721d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2010-06-10
Reporting Person: CASELLA JOHN W (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-11 | Class A Common Stock | M | 17863 | — | Acquired | 250919 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-06-10 | Restricted Stock Unit | $ | A | 40270 | Acquired | Class A Common Stock (40270) | Direct | |
| 2010-06-11 | Restricted Stock Unit | $ | M | 17863 | Acquired | Class A Common Stock (17863) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 494100 | Direct |
| Class A Common Stock | 694 | Indirect |
| Class A Common Stock | 91246 | Indirect |
Footnotes
F1: Represents the award of Restricted Stock Units ("RSUs") under the Casella Waste Systems, Inc. ("Casella") 2006 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock.
F2: RSUs vest in three equal annual installments beginning June 10, 2011. These RSUs will be reported upon vesting pursuant to Section 16(a) of the Securities Exchange Act of 1934 and applicable regulations thereunder.
F3: RSUs vest in three equal installments beginning on June 11, 2010. Those RSUs will be reported upon vesting pursuant to Section 16(a) of the Securities Exchange Act of 1934 and applicable regulations thereunder.
F4: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
F5: Held in trust for the benefit of Mr. Casella's minor children. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
F6: Reflects the settlement of vested RSUs for shares of Class A Common Stock.