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CARVER BANCORP INC Director's Dealing 2021

Feb 26, 2021

35151_dirs_2021-02-26_8d325252-59ff-4e03-a836-3b3f1f624806.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARVER BANCORP INC (CARV)
CIK: 0001016178
Period of Report: 2021-02-24

Reporting Person: MacKay Craig C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-24 Common Stock P 21 $9.89 Acquired 1021 Direct
2021-02-24 Common Stock P 79 $9.90 Acquired 1100 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $3.48 2027-12-14 Common Stock (1000) 1000 Direct

Footnotes

F1: Includes shares of restricted stock which vest at a rate of 25% per year commencing on December 14, 2018.

F2: Stock options vest at a rate of 25% per year commencing on December 14, 2018.