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CARVER BANCORP INC Director's Dealing 2015

Sep 16, 2015

35151_dirs_2015-09-16_083f873c-d143-44b9-8a9a-e6c73f1a3872.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARVER BANCORP INC (CARV)
CIK: 0001016178
Period of Report: 2015-09-15

Reporting Person: Grannum Colvin (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-09-08 Common Stock L 300 $7.23 Acquired 1300 Direct
2015-09-09 Common Stock L 200 $7.70 Acquired 1500 Direct
2015-09-14 Common Stock L 240 $6.20 Acquired 1740 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $5.41 2025-06-25 Common Stock (1000) 1000 Direct

Footnotes

F1: Includes stock awards granted pursuant to the Carver Bancorp, Inc. 2006 Stock Incentive Plan which vest in five equal annual installments commencing on June 25, 2016.

F2: Stock options granted pursuant to the Carver Bancorp, Inc. 2006 Stock Incentive Plan vest in five equal annual installments commencing on June 25, 2016.