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Cartesian Therapeutics, Inc. — Director's Dealing 2017
Jun 30, 2017
33483_dirs_2017-06-30_0d90f0a3-e9f6-4330-9115-58b0e55ce150.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SELECTA BIOSCIENCES INC (SELB)
CIK: 0001453687
Period of Report: 2017-06-29
Reporting Person: Siewers David (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-29 | Common Stock | M | 3846 | $0.47 | Acquired | 3882 | Direct |
| 2017-06-29 | Common Stock | M | 5770 | $0.63 | Acquired | 9652 | Direct |
| 2017-06-29 | Common Stock | S | 9616 | $20.0002 | Disposed | 36 | Direct |
| 2017-06-29 | Common Stock | S | 36 | $20.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-29 | Employee Stock Option (right to buy) | $0.47 | M | 3846 | Disposed | 2019-09-19 | Common Stock (3846) | Direct |
| 2017-06-29 | Employee Stock Option (right to buy) | $0.63 | M | 5770 | Disposed | 2020-09-06 | Common Stock (5770) | Direct |
Footnotes
F1: The transactions reported for the 3,846 shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2016.
F2: The transactions reported for the 5,770 shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2016.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.01, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the set forth herein.
F4: The 36 shares sold were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2016.
F5: All shares underlying this option are fully vested.