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Cartesian Therapeutics, Inc. — Director's Dealing 2016
Jun 29, 2016
33483_dirs_2016-06-29_11a956ef-cd39-47ff-8289-af881d314d00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SELECTA BIOSCIENCES INC (SELB)
CIK: 0001453687
Period of Report: 2016-06-27
Reporting Person: TAS Partners, LLC (Director)
Reporting Person: Leukon Investments, LP (Director)
Reporting Person: SPRINGER TIMOTHY A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-27 | Common Stock | C | 506015 | — | Acquired | 527028 | Indirect |
| 2016-06-27 | Common Stock | C | 425874 | — | Acquired | 445576 | Indirect |
| 2016-06-27 | Common Stock | P | 710000 | $14.00 | Acquired | 1237028 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-27 | Series B Convertible Preferred Stock | $ | C | 157864 | Disposed | Common Stock (157864) | Indirect | |
| 2016-06-27 | Series B Convertible Preferred Stock | $ | C | 157864 | Disposed | Common Stock (157864) | Indirect | |
| 2016-06-27 | Series C Convertible Preferred Stock | $ | C | 153742 | Disposed | Common Stock (153742) | Indirect | |
| 2016-06-27 | Series C Convertible Preferred Stock | $ | C | 93954 | Disposed | Common Stock (93954) | Indirect | |
| 2016-06-27 | Series D Convertible Preferred Stock | $ | C | 63547 | Disposed | Common Stock (63547) | Indirect | |
| 2016-06-27 | Series D Convertible Preferred Stock | $ | C | 51355 | Disposed | Common Stock (51355) | Indirect | |
| 2016-06-27 | Series E Convertible Preferred Stock | $ | C | 84421 | Disposed | Common Stock (130862) | Indirect | |
| 2016-06-27 | Series E Convertible Preferred Stock | $ | C | 79156 | Disposed | Common Stock (122701) | Indirect |
Footnotes
F1: Held by Leukon Investments LP ("Leukon").
F2: Held by TAS Partners, LLC ("TAS").
F3: The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock automatically converted into common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.
F4: The Series E Convertible Preferred Stock is convertible at any time, at the holder's election and has no expiration date. The Series E Convertible Preferred Stock automatically converted into common stock on an approximately 1-for-1.550115 basis upon the closing of the Issuer's initial public offering.
F5: LKST, Inc. is the general partner of Leukon. Timothy Springer is the president of LKST, Inc. and the managing member of TAS. Each of the reporting persons disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.