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Cartesian Therapeutics, Inc. Director's Dealing 2016

Jun 29, 2016

33483_dirs_2016-06-29_11a956ef-cd39-47ff-8289-af881d314d00.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SELECTA BIOSCIENCES INC (SELB)
CIK: 0001453687
Period of Report: 2016-06-27

Reporting Person: TAS Partners, LLC (Director)
Reporting Person: Leukon Investments, LP (Director)
Reporting Person: SPRINGER TIMOTHY A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-27 Common Stock C 506015 Acquired 527028 Indirect
2016-06-27 Common Stock C 425874 Acquired 445576 Indirect
2016-06-27 Common Stock P 710000 $14.00 Acquired 1237028 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-27 Series B Convertible Preferred Stock $ C 157864 Disposed Common Stock (157864) Indirect
2016-06-27 Series B Convertible Preferred Stock $ C 157864 Disposed Common Stock (157864) Indirect
2016-06-27 Series C Convertible Preferred Stock $ C 153742 Disposed Common Stock (153742) Indirect
2016-06-27 Series C Convertible Preferred Stock $ C 93954 Disposed Common Stock (93954) Indirect
2016-06-27 Series D Convertible Preferred Stock $ C 63547 Disposed Common Stock (63547) Indirect
2016-06-27 Series D Convertible Preferred Stock $ C 51355 Disposed Common Stock (51355) Indirect
2016-06-27 Series E Convertible Preferred Stock $ C 84421 Disposed Common Stock (130862) Indirect
2016-06-27 Series E Convertible Preferred Stock $ C 79156 Disposed Common Stock (122701) Indirect

Footnotes

F1: Held by Leukon Investments LP ("Leukon").

F2: Held by TAS Partners, LLC ("TAS").

F3: The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock automatically converted into common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.

F4: The Series E Convertible Preferred Stock is convertible at any time, at the holder's election and has no expiration date. The Series E Convertible Preferred Stock automatically converted into common stock on an approximately 1-for-1.550115 basis upon the closing of the Issuer's initial public offering.

F5: LKST, Inc. is the general partner of Leukon. Timothy Springer is the president of LKST, Inc. and the managing member of TAS. Each of the reporting persons disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.