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Cartesian Therapeutics, Inc. — Director's Dealing 2016
Jun 29, 2016
33483_dirs_2016-06-29_6f16d130-6f3e-4615-94de-be05ff821185.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SELECTA BIOSCIENCES INC (SELB)
CIK: 0001453687
Period of Report: 2016-06-27
Reporting Person: Osage University Partners II, L.P. (10% Owner)
Reporting Person: Osage University GP II, L.P. (10% Owner)
Reporting Person: Osage Partners, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-27 | Common Stock | C | 441628 | — | Acquired | 512543 | Indirect |
| 2016-06-27 | Common Stock | P | 350000 | $14.00 | Acquired | 862543 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-27 | Series E Convertible Preferred Stock | $ | C | 284900 | Disposed | Common Stock (441628) | Indirect |
Footnotes
F1: Held by Osage University Partners II, L.P. ("Osage"). Osage Partners, LLC ("Osage Partners") is the general parter of Osage University GP II, LP ("Osage GP"), which is the general partner of Osage. Osage Partners and Osage GP may be deemed to share voting and investment power with respect to all shares held by Osage. Each of the filing persons disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
F2: The Series E Convertible Preferred Stock is convertible at any time, at the holder's election and has no expiration date. The Series E Convertible Preferred Stock automatically converted into common stock on an approximately 1-for-1.550115 basis upon the closing of the Issuer's initial public offering.