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Cartesian Therapeutics, Inc. — Director's Dealing 2016
Jun 29, 2016
33483_dirs_2016-06-29_72f1a255-b0f3-4f9a-a7c8-8e737e70c6b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SELECTA BIOSCIENCES INC (SELB)
CIK: 0001453687
Period of Report: 2016-06-27
Reporting Person: VTB Capital I2BF Netherlands, B.V. (10% Owner)
Reporting Person: Selecta RKFN, Ltd. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-27 | Common Stock | C | 178890 | — | Acquired | 178890 | Indirect |
| 2016-06-27 | Common Stock | C | 178890 | — | Acquired | 178890 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-27 | Series SRN Convertible Preferred Stock | $ | C | 178890 | Disposed | Common Stock (178890) | Indirect | |
| 2016-06-27 | Series SRN Convertible Preferred Stock | $ | C | 178890 | Disposed | Common Stock (178890) | Indirect |
Footnotes
F1: The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock automatically converted into common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.
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