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Cartesian Therapeutics, Inc. Director's Dealing 2016

Jun 29, 2016

33483_dirs_2016-06-29_72f1a255-b0f3-4f9a-a7c8-8e737e70c6b5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SELECTA BIOSCIENCES INC (SELB)
CIK: 0001453687
Period of Report: 2016-06-27

Reporting Person: VTB Capital I2BF Netherlands, B.V. (10% Owner)
Reporting Person: Selecta RKFN, Ltd. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-27 Common Stock C 178890 Acquired 178890 Indirect
2016-06-27 Common Stock C 178890 Acquired 178890 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-27 Series SRN Convertible Preferred Stock $ C 178890 Disposed Common Stock (178890) Indirect
2016-06-27 Series SRN Convertible Preferred Stock $ C 178890 Disposed Common Stock (178890) Indirect

Footnotes

F1: The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock automatically converted into common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.