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Cartesian Therapeutics, Inc. Director's Dealing 2016

Jun 30, 2016

33483_dirs_2016-06-29_b4952671-4b62-4a8b-a8d2-b5085e5deadf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SELECTA BIOSCIENCES INC (SELB)
CIK: 0001453687
Period of Report: 2016-06-27

Reporting Person: RUSNANO (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-27 Common Stock P 107143 $14.00 Acquired 157009 Direct
2016-06-27 Common Stock C 799915 Acquired 956924 Direct
2016-06-27 Common Stock C 208705 Acquired 1165629 Direct
2016-06-27 Common Stock C 310548 Acquired 1476177 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-27 Series D Convertible Preferred Stock $ C 2981019 Disposed Common Stock (799915) Direct
2016-06-27 Series SRN Convertible Preferred Stock $ C 777777 Disposed Common Stock (208705) Direct
2016-06-27 Series E Convertible Preferred Stock $ C 781322 Disposed Common Stock (310548) Direct

Footnotes

F1: 2,981,019 outstanding shares of Series D Convertible Preferred Stock automatically converted into 799,915 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and had no expiration date.

F2: 777,777 outstanding shares of Series SRN Convertible Preferred Stock automatically converted into 208,705 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and had no expiration date.

F3: 781,322 outstanding shares of Series E Convertible Preferred Stock automatically converted into 310,548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and had no expiration date.