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Cartesian Therapeutics, Inc. — Director's Dealing 2016
Jun 30, 2016
33483_dirs_2016-06-29_b4952671-4b62-4a8b-a8d2-b5085e5deadf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SELECTA BIOSCIENCES INC (SELB)
CIK: 0001453687
Period of Report: 2016-06-27
Reporting Person: RUSNANO (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-27 | Common Stock | P | 107143 | $14.00 | Acquired | 157009 | Direct |
| 2016-06-27 | Common Stock | C | 799915 | — | Acquired | 956924 | Direct |
| 2016-06-27 | Common Stock | C | 208705 | — | Acquired | 1165629 | Direct |
| 2016-06-27 | Common Stock | C | 310548 | — | Acquired | 1476177 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-27 | Series D Convertible Preferred Stock | $ | C | 2981019 | Disposed | Common Stock (799915) | Direct | |
| 2016-06-27 | Series SRN Convertible Preferred Stock | $ | C | 777777 | Disposed | Common Stock (208705) | Direct | |
| 2016-06-27 | Series E Convertible Preferred Stock | $ | C | 781322 | Disposed | Common Stock (310548) | Direct |
Footnotes
F1: 2,981,019 outstanding shares of Series D Convertible Preferred Stock automatically converted into 799,915 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
F2: 777,777 outstanding shares of Series SRN Convertible Preferred Stock automatically converted into 208,705 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
F3: 781,322 outstanding shares of Series E Convertible Preferred Stock automatically converted into 310,548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and had no expiration date.