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CARTERS INC — Director's Dealing 2023
Nov 3, 2023
32190_dirs_2023-11-03_a3db5483-0281-4309-910d-1a7c337a44b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2023-11-02
Reporting Person: Lynch Brian (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-02 | Common Stock | M | 4100 | $68.49 | Acquired | 114000 | Direct |
| 2023-11-02 | Common Stock | S | 4100 | $68.78 | Disposed | 109900 | Direct |
| 2023-11-03 | Common Stock | M | 3400 | $68.49 | Acquired | 113300 | Direct |
| 2023-11-03 | Common Stock | S | 3400 | $69.29 | Disposed | 109900 | Direct |
| 2023-11-03 | Common Stock | S | 12000 | $70.11 | Disposed | 97900 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-02 | Employee Stock Option (Right to Purchase) | $68.49 | M | 4100 | Disposed | 2024-02-18 | Common Stock (4100) | Direct |
| 2023-11-03 | Employee Stock Option (Right to Purchase) | $68.49 | M | 3400 | Disposed | 2024-02-18 | Common Stock (3400) | Direct |
Footnotes
F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $68.75 to $68.85, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $69.07. to $69.62, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $70.00 to $70.26, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: The option vested in four equal installments on February 18, 2015, 2016, 2017, and 2018.