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CARTERS INC — Director's Dealing 2023
Nov 3, 2023
32190_dirs_2023-11-03_c39d0c12-1335-4bed-9d4c-ba07a3425d1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2023-11-03
Reporting Person: Westenberger Richard F. (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-03 | Common Stock | M | 3800 | $68.49 | Acquired | 109134 | Direct |
| 2023-11-03 | Common Stock | S | 3800 | $69.24 | Disposed | 105334 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-03 | Employee Stock Option (Right to Purchase) | $68.49 | M | 3800 | Disposed | 2024-02-18 | Common Stock (3800) | Direct |
Footnotes
F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $68.94 to $69.70, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The option vested in four equal installments on February 18, 2015, 2016, 2017, and 2018.