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CARTERS INC — Director's Dealing 2021
May 10, 2021
32190_dirs_2021-05-10_70697420-29d6-4496-a09f-54f2eea529f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2021-05-06
Reporting Person: Pivar Ben (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-06 | Common Stock | M | 1551 | $83.84 | Acquired | 10496 | Direct |
| 2021-05-06 | Common Stock | S | 2019 | $109.1 | Disposed | 8477 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-06 | Employee Stock Option (Right to Purchase) | $83.84 | M | 1551 | Disposed | 2027-02-14 | Common Stock (1551) | Direct |
Footnotes
F1: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $109.04 to $109.12 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F3: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date.