CARTERS INC — Director's Dealing 2021

Aug 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2021-08-04

Reporting Person: Smith Peter Royer (EVP Supply Chain)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-04	Common Stock	M	7000	$83.84	Acquired	34642.325	Direct
2021-08-04	Common Stock	M	8200	$86.88	Acquired	42842.325	Direct
2021-08-04	Common Stock	S	15200	$103.38	Disposed	27642.325	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-04	Employee Stock Option (Right to Purchase)	$83.84	M	7000	Disposed	2027-02-14	Common Stock (7000.0)	Direct
2021-08-04	Employee Stock Option (Right to Purchase)	$86.88	M	8200	Disposed	2025-11-11	Common Stock (8200.0)	Direct

Footnotes

F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.34 to $103.39, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3: The option vested in four equal installments on February 14, 2018, 2019, 2020 and 2021.

F4: The option vested in four equal installments on November 11, 2016, 2017, 2018 and 2019.