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CARTERS INC — Director's Dealing 2021
Aug 24, 2021
32190_dirs_2021-08-24_dba1c551-c0a7-4672-8493-e144caa2ac66.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2021-08-23
Reporting Person: D'Emilio Julie (EVP, Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-23 | Common Stock | M | 2800 | $42.61 | Acquired | 32837 | Direct |
| 2021-08-23 | Common Stock | S | 2800 | $105.59 | Disposed | 30037 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-23 | Employee Stock Option (Right to Purchase) | $42.61 | M | 2800 | Disposed | 2022-02-22 | Common Stock (2800.0) | Direct |
Footnotes
F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $105.56 to $105.61, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016.