CARTERS INC — Director's Dealing 2021

Nov 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2021-11-08

Reporting Person: CASEY MICHAEL DENNIS (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-08	Common Stock	M	17500	$42.61	Acquired	473673	Direct
2021-11-08	Common Stock	S	17500	$105.49	Disposed	456173	Direct
2021-11-08	Common Stock	S	12812	$106.68	Disposed	443361	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-08	Employee Stock Option (Right to Purchase)	$42.61	M	17500	Disposed	2022-02-22	Common Stock (17500.0)	Direct

Footnotes

F1: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan

F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.50 to $106.10 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $106.25 to $107.00 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5: The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016.