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CARTERS INC — Director's Dealing 2021
Nov 17, 2021
32190_dirs_2021-11-17_3bc5c9c0-9075-4abd-8147-da9d6a00663f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2021-11-16
Reporting Person: Westenberger Richard F. (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-16 | Common Stock | M | 6000 | $59.27 | Acquired | 85714 | Direct |
| 2021-11-16 | Common Stock | S | 6000 | $110.36 | Disposed | 79714 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-16 | Employee Stock Option (Right to Purchase) | $59.27 | M | 6000 | Disposed | 2023-02-20 | Common Stock (6000.0) | Direct |
Footnotes
F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $110.31 to $110.66 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017.