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CARTERS INC — Director's Dealing 2021
Nov 30, 2021
32190_dirs_2021-11-30_a28aa21e-704d-4966-9e41-ffb5acf3825a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2021-11-29
Reporting Person: CASEY MICHAEL DENNIS (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-29 | Common Stock | M | 17500 | $42.61 | Acquired | 436838 | Direct |
| 2021-11-29 | Common Stock | S | 17500 | $104.35 | Disposed | 419338 | Direct |
| 2021-11-29 | Common Stock | S | 12600 | $105.62 | Disposed | 406738 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-29 | Employee Stock Option (Right to Purchase) | $42.61 | M | 17500 | Disposed | 2022-02-22 | Common Stock (17500.0) | Direct |
Footnotes
F1: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan
F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.50 to $105.35 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $105.15 to $106.00 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016.