CARTERS INC — Director's Dealing 2020

Feb 28, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2020-02-26

Reporting Person: Lynch Brian (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-26	Common Stock	M	3000	$28.44	Acquired	69960	Direct
2020-02-26	Common Stock	M	8000	$42.61	Acquired	77960	Direct
2020-02-26	Common Stock	M	13500	$59.27	Acquired	91460	Direct
2020-02-26	Common Stock	S	12362	$90.9621	Disposed	79098	Direct
2020-02-26	Common Stock	S	7601	$91.9617	Disposed	71497	Direct
2020-02-26	Common Stock	S	3712	$92.8647	Disposed	67782	Direct
2020-02-26	Common Stock	S	825	$93.5952	Disposed	66960	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-26	Employee Stock Option (Right to Purchase)	$42.61	M	8000	Disposed	2022-02-22	Common Stock (8000)	Direct
2020-02-26	Employee Stock Option (Right to Purchase)	$59.27	M	13500	Disposed	2023-02-20	Common Stock (13500)	Direct
2020-02-26	Option (right to buy)	$28.44	M	3000	Disposed	2021-02-24	Common Stock (3000)	Direct

Footnotes

F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.44 to $91.42, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $91.48 to $92.45, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.48 to $93.40, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.52 to $93.76, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F6: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on November 15, 2019.

F7: These options are all exercisable.