CARTERS INC — Director's Dealing 2020

Nov 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2020-11-02

Reporting Person: CASEY MICHAEL DENNIS (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-02	Common Stock	M	20000	$28.44	Acquired	469625	Direct
2020-11-02	Common Stock	S	7500	$80.23	Disposed	462125	Direct
2020-11-02	Common Stock	S	12500	$82.47	Disposed	449625	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-02	Employee Stock Option (Right to Purchase)	$28.44	M	20000	Disposed	2021-02-24	Common Stock (20000)	Direct

Footnotes

F1: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.

F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $79.910 to $80.500, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $82.150 to $82.800, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.