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CARTERS INC — Director's Dealing 2020
Nov 17, 2020
32190_dirs_2020-11-17_f7183037-bfb8-48fb-a8a3-d338c398b762.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2020-11-16
Reporting Person: CASEY MICHAEL DENNIS (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-16 | Common Stock | M | 20000 | $28.44 | Acquired | 469625 | Direct |
| 2020-11-16 | Common Stock | S | 20000 | $85.04 | Disposed | 449625 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-16 | Option (right to buy) | $28.44 | M | 20000 | Disposed | 2021-02-24 | Common Stock (20000) | Direct |
Footnotes
F1: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on July 29, 2020.
F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $84.750 to $85.250, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.