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CARTERS INC — Director's Dealing 2020
Dec 8, 2020
32190_dirs_2020-12-08_e12eb6ef-60b0-4d1f-8c5c-af099530a10d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2020-12-07
Reporting Person: D'Emilio Julie (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-07 | Common Stock | M | 5200 | $28.44 | Acquired | 29468 | Direct |
| 2020-12-07 | Common Stock | S | 5200 | $93.36 | Disposed | 24268 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-07 | Employee Stock Option (Right to Purchase) | $28.44 | M | 5200 | Disposed | 2021-02-24 | Common Stock (5200) | Direct |
Footnotes
F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F2: The amount of securities beneficially owned includes an adjustment in the number of shares to remedy an inadvertent clerical error in the previous Section 16 filing.
F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.980 to $93.810 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.