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CARTERS INC Director's Dealing 2019

Mar 1, 2019

32190_dirs_2019-03-01_448554fc-e492-4d3d-bf6c-dc8b86fe776f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2019-02-27

Reporting Person: Westenberger Richard F. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-27 Common Stock A 3850 $28.44 Acquired 65487 Direct
2019-02-27 Common Stock A 557 $42.61 Acquired 66044 Direct
2019-02-27 Common Stock S 4407 $98.8849 Disposed 61637 Direct
2019-02-28 Common Stock A 1778 $42.61 Acquired 63415 Direct
2019-02-28 Common Stock S 1778 $97.34 Disposed 61637 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-27 Employee Stock Option (Right to Purchase) $28.44 M 3850 Disposed 2021-02-24 Common Stock (3850) Direct
2019-02-27 Employee Stock Option (Right to Purchase) $42.61 M 557 Disposed 2022-02-22 Common Stock (557) Direct
2019-02-28 Employee Stock Option (Right to Purchase) $42.61 M 1778 Disposed 2022-02-22 Common Stock (1778) Direct

Footnotes

F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $98.5 to $99.33, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $97.26 to $97.43, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.