AI assistant
CARTERS INC — Director's Dealing 2019
Mar 1, 2019
32190_dirs_2019-03-01_448554fc-e492-4d3d-bf6c-dc8b86fe776f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2019-02-27
Reporting Person: Westenberger Richard F. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-27 | Common Stock | A | 3850 | $28.44 | Acquired | 65487 | Direct |
| 2019-02-27 | Common Stock | A | 557 | $42.61 | Acquired | 66044 | Direct |
| 2019-02-27 | Common Stock | S | 4407 | $98.8849 | Disposed | 61637 | Direct |
| 2019-02-28 | Common Stock | A | 1778 | $42.61 | Acquired | 63415 | Direct |
| 2019-02-28 | Common Stock | S | 1778 | $97.34 | Disposed | 61637 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-27 | Employee Stock Option (Right to Purchase) | $28.44 | M | 3850 | Disposed | 2021-02-24 | Common Stock (3850) | Direct |
| 2019-02-27 | Employee Stock Option (Right to Purchase) | $42.61 | M | 557 | Disposed | 2022-02-22 | Common Stock (557) | Direct |
| 2019-02-28 | Employee Stock Option (Right to Purchase) | $42.61 | M | 1778 | Disposed | 2022-02-22 | Common Stock (1778) | Direct |
Footnotes
F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $98.5 to $99.33, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $97.26 to $97.43, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.