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CARTERS INC — Director's Dealing 2019
Mar 12, 2019
32190_dirs_2019-03-12_02ce9341-a38b-4dc7-b1ee-821f867b2949.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2019-03-11
Reporting Person: D'Emilio Julie (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-11 | Common Stock | A | 4000 | $18.14 | Acquired | 26773 | Direct |
| 2019-03-11 | Common Stock | S | 2793 | $92.569 | Disposed | 23980 | Direct |
| 2019-03-11 | Common Stock | S | 1207 | $93.2825 | Disposed | 22773 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-11 | Employee Stock Option (Right to Purchase) | $18.14 | M | 4000 | Disposed | 2019-03-12 | Common Stock (4000) | Direct |
Footnotes
F1: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan.
F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.10
to $93.05, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.23
to $93.39, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: The amount of securities beneficially owned includes 3 fewer shares of common stock than would otherwise be reflected in order to remedy an inadvertent clerical error in previous Section 16 filings.