CARTERS INC — Director's Dealing 2019

Nov 18, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2019-11-15

Reporting Person: Westenberger Richard F. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-15	Common Stock	M	1785	$42.61	Acquired	63422	Direct
2019-11-15	Common Stock	M	2000	$59.27	Acquired	65422	Direct
2019-11-15	Common Stock	S	3785	$104.3	Disposed	61637	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-15	Employee Stock Option (Right to Purchase)	$42.61	M	1785	Disposed	2022-02-22	Common Stock (1785)	Direct
2019-11-15	Employee Stock Option (Right to Purchase)	$59.27	M	2000	Disposed	2023-02-20	Common Stock (2000)	Direct

Footnotes

F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.27 to $104.35, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3: All of these options are exercisable.