CARTERS INC — Director's Dealing 2019

Nov 19, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2019-11-18

Reporting Person: CASEY MICHAEL DENNIS (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-18	Common Stock	S	17200	$103.08	Disposed	354801	Direct
2019-11-18	Common Stock	M	20000	$28.04	Acquired	374801	Direct
2019-11-18	Common Stock	S	2800	$103.54	Disposed	372001	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-18	Employee Stock Option (Right to Purchase)	$28.04	M	20000	Disposed	2020-02-16	Common Stock (20000)	Direct

Footnotes

F1: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2019.

F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $102.44 to $103.43, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.44 to $103.64, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5: All of these options are exercisable.