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CARTERS INC — Director's Dealing 2018
Jan 3, 2018
32190_dirs_2018-01-03_287433c6-7b44-42c7-b66d-81234f052e44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2018-01-02
Reporting Person: Foglesong Greg (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-02 | Common Stock | M | 6000 | $23.12 | Acquired | 28597 | Direct |
| 2018-01-02 | Common Stock | S | 5200 | $117.88 | Disposed | 23397 | Direct |
| 2018-01-02 | Common Stock | S | 800 | $118.63 | Disposed | 22597 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-02 | Option (right to buy) | $23.12 | M | 6000 | Disposed | 2020-08-11 | Common Stock (6000) | Direct |
Footnotes
F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $117.50 to $118.48, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $118.59 to $118.67, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: These options are all exercisable.