CARTERS INC — Director's Dealing 2018

Oct 30, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2018-10-29

Reporting Person: CASEY MICHAEL DENNIS (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-10-29	Common Stock	M	25000	$18.14	Acquired	399397	Direct
2018-10-29	Common Stock	S	470	$94	Disposed	398927	Direct
2018-10-29	Common Stock	S	900	$95.06	Disposed	398027	Direct
2018-10-29	Common Stock	S	3010	$96.76	Disposed	395017	Direct
2018-10-29	Common Stock	S	9557	$97.85	Disposed	385460	Direct
2018-10-29	Common Stock	S	11063	$98.34	Disposed	374397	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-10-29	Employee Stock Option (Right to Purchase)	$18.14	M	25000	Disposed	2019-03-12	Common Stock (25000)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.66 to $94.45, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $94.67 to $95.39, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $96.09 to $97.08, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F6: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $97.12 to $98.10, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F7: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $98.12 to $98.88, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F8: All of these options are exercisable.