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CARTERS INC — Director's Dealing 2018
Nov 6, 2018
32190_dirs_2018-11-06_ae9d6db4-ee42-48a3-a8f8-97d9245c1659.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2018-11-05
Reporting Person: CASEY MICHAEL DENNIS (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-05 | Common Stock | M | 25000 | $18.14 | Acquired | 399397 | Direct |
| 2018-11-05 | Common Stock | S | 9900 | $94.79 | Disposed | 389497 | Direct |
| 2018-11-05 | Common Stock | S | 13500 | $95.44 | Disposed | 375997 | Direct |
| 2018-11-05 | Common Stock | S | 1600 | $96.63 | Disposed | 374397 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-05 | Employee Stock Option (Right to Purchase) | $18.14 | M | 25000 | Disposed | 2019-03-12 | Common Stock (25000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.
F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $94.15 to $95.14, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $95.15 to $96.07, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $96.20 to $97.09, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F6: All of these options are exercisable.