CARTERS INC — Director's Dealing 2018

Nov 13, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2018-11-12

Reporting Person: CASEY MICHAEL DENNIS (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-12	Common Stock	M	25000	$18.14	Acquired	399397	Direct
2018-11-12	Common Stock	S	10944	$90.45	Disposed	388453	Direct
2018-11-12	Common Stock	S	7756	$91.33	Disposed	380697	Direct
2018-11-12	Common Stock	S	4900	$92.43	Disposed	375797	Direct
2018-11-12	Common Stock	S	1400	$93.36	Disposed	374397	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-12	Employee Stock Option (Right to Purchase)	$18.14	M	25000	Disposed	2019-03-12	Common Stock (25000)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.96 to $90.88, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.97 to $91.89, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $91.99 to $92.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F6: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.20 to $93.64, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F7: All of these options are exercisable.