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CARTERS INC Director's Dealing 2017

Nov 7, 2017

32190_dirs_2017-11-07_89cb2642-5339-49fa-9015-f993960f0e57.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2017-11-06

Reporting Person: CASEY MICHAEL DENNIS (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-06 Common Stock M 26524 $17.9 Acquired 385436 Direct
2017-11-06 Common Stock S 15267 $99.42 Disposed 370169 Direct
2017-11-06 Common Stock S 11257 $98.77 Disposed 358912 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-06 Employee Stock Option (Right to Purchase) $17.90 M 26524 Disposed 2018-08-06 Common Stock (26524) Direct

Footnotes

F1: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017.

F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.

F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $99.05 to $99.73, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $98.05 to $99.04, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F5: These options are all exercisable.

F6: All of these options are exercisable.