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CARTERS INC — Director's Dealing 2017
Nov 22, 2017
32190_dirs_2017-11-22_7ced5d72-21a4-4cf7-88df-34565d089221.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2017-11-20
Reporting Person: CASEY MICHAEL DENNIS (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-20 | Common Stock | M | 26524 | $17.9 | Acquired | 385436 | Direct |
| 2017-11-20 | Common Stock | S | 18174 | $105.95 | Disposed | 367262 | Direct |
| 2017-11-20 | Common Stock | S | 8350 | $106.35 | Disposed | 358912 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-20 | Employee Stock Option (Right to Purchase) | $17.90 | M | 26524 | Disposed | 2018-08-06 | Common Stock (26524) | Direct |
Footnotes
F1: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 19, 2017.
F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $105.21 to $106.20, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $106.21 to $106.85, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: These options are all exercisable.
F6: All of these options are exercisable.