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CARTERS INC — Director's Dealing 2017
Dec 5, 2017
32190_dirs_2017-12-05_dcd3f07a-f878-41c3-92b1-19342fe5ef3d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2017-12-01
Reporting Person: D'Emilio Julie (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-01 | Common Stock | M | 3000 | $22.79 | Acquired | 19319 | Direct |
| 2017-12-01 | Common Stock | S | 3000 | $108.25 | Disposed | 16252 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-01 | Option (right to buy) | $22.79 | M | 3000 | Disposed | 2017-12-03 | Common Stock (3000) | Direct |
Footnotes
F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $108.00 to $108.50, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: The amount of securities beneficially owned includes 67 fewer shares of common stock than would otherwise be reflected in order to remedy an inadvertent clerical error in previous Section 16 filings for Ms. D'Emilio.
F4: These options are all exercisable.