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CARTERS INC — Director's Dealing 2016
Nov 9, 2016
32190_dirs_2016-11-09_5b7bae3d-0199-47d5-a121-2ce0a36aa0e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2016-11-07
Reporting Person: CASEY MICHAEL DENNIS (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-07 | Common Stock | S | 14758 | $86.92 | Disposed | 399694 | Direct |
| 2016-11-07 | Common Stock | S | 5942 | $87.57 | Disposed | 393752 | Direct |
Footnotes
F1: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $86.40 to $87.31, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.
F3: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $87.42 to $87.675, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.